NHS Complaints Procedure
What is the NHS complaints procedure?
Stephanie Prior Partner
The NHS Constitution is written by the Government, laying out the core principles and values of the NHS in England. It sets out the rights of patients and staff and the responsibilities that the public, patients and staff owe to one another. The aim is to ensure that the NHS operates fairly and effectively.
The NHS Constitution supports feedback and complaints
The Constitution also acknowledges that the NHS is not perfect and that sometimes things can go wrong. To this end, the Constitution provides information on how to make a complaint about NHS services, care and treatment and what to expect when making a complaint. In general terms:
- You can complain verbally or in writing.
- You have the right to have your complaint acknowledged quickly and explored thoroughly and then to be informed of the outcome.
- You should be treated fairly and with respect.
- Your care will not be adversely affected because of making a complaint.
- You should be afforded the opportunity to discuss your complaint with a complaints manager and expect appropriate action to be taken.
- Finally, you can claim compensation if you have been harmed by negligence.
Who can make a complaint about the NHS?
Anyone who has received services from the NHS and has been affected by an action, omission or decision made by the NHS can make a complaint. You can also complain on behalf of someone who has died, someone who cannot make the complaint due to mental or physical incapacity, or if the person affected is a child or an adult who has asked you in writing to act for them. Generally, a person under 18 can make a complaint on their behalf if they can.
There is a time limit
It is generally held that complaints should be made within 12 months of the event or within 12 months of you finding out about the problem. The time limit means that you should start the complaints process as soon as possible.
The first port of call
Once an issue comes to light, it is in everyone’s best interests to have it resolved as soon as possible. So, your first port of call should be to someone directly involved – either the NHS staff member concerned or if that is not possible or helpful, the person in charge, such as the ward manager or practice manager. If your complaint is not dealt with to your satisfaction or a problem that cannot be easily solved right away, you should consider following the formal NHS complaints procedure.
Step 1 of the NHS complaints procedure: local resolution
NHS services are provided in a wide variety of settings and by a wide variety of staff, including GPs, hospitals, dentists, pharmacists, district nurses, and public health organisations. If you have cause to complain about the service you received from the NHS there are two main routes that you can take: you can either complain to the healthcare provider or the commissioner of the healthcare service that you received. Your first step should be to obtain a copy of the organisation’s complaint procedure, which will advise you on the best way to get your complaint handled appropriately and in a timely fashion.
To support your formal complaint, keeping records: of dates, times, and people you have spoken to is a good idea. Have a clear idea of who or what your complaint is about and what you would like done to help resolve the issue.
If you are unsure or not confident in proceeding alone, you can get support from the NHS Advocacy Service. This support is free, independent and completely confidential.
Step 2 of the NHS complaints procedure: Health Service Ombudsman
If your complaint has not been dealt with to your satisfaction with local resolution, you are entitled to complain to the Health Service Ombudsman. The Ombudsman is independent of the NHS and will cost you nothing to make a complaint there.
You will complete a form which provides the Ombudsman with all the information required. You will give details on what happened, who was involved, and the event’s impact. You should also include copies of any relevant documents with the form and indicate what you hope to achieve with your complaint: this could include receiving an apology, changing practice to avoid a similar problem happening again, an investigation and explanation of what happened and why it happened, or any other outcome you feel would help.
Financial compensation for NHS clinical negligence
No matter the outcome of the NHS complaints procedure, financial compensation is only available through legal action. In order to claim compensation, you should speak to a solicitor as soon as possible, as there is usually a time limit of 3 years. However, the official NHS complaint process should be concluded before a claim for negligence is made, as the complaint response may help determine if negligence was a factor.
What if the complaints procedure does not resolve the issue?
You may feel that a complaint is not enough to redress the mistake made and may decide to bring a claim for financial compensation. For many people bringing a claim for compensation is not something they want to do but becomes a necessity because they have suffered injury, loss and damage following a medical mistake. You may pursue a claim for negligent medical care if you are over 18. There is a time limit of 3 years from the date of the alleged negligent treatment or three years from the date you knew that you had suffered negligent medical treatment. You should, therefore, consult a solicitor in good time as the law in this area is complicated.
If you are under 18, an adult will have to seek legal advice on your behalf. The deadline for pursuing a claim is the date of your 21st birthday.
The Personal Representatives of a deceased person may also bring a claim on behalf of their estate. A claim must be pursued within 3 years from the date of death.
But it may not be Negligent
The treatment you received may not have been satisfactory, but this does not mean that the treatment was necessarily negligent. In order to claim compensation, you must be able to prove negligence, which means you must show on the balance of probabilities that the treatment you received fell below standards which are considered to be acceptable by a responsible body of doctors in that field and that this inadequate care directly caused or worsened your illness or injury.
If you choose to consult with a solicitor, they can tell you if they believe you have reasonable prospects of satisfying both tests.
If you are considering bringing a claim in negligence following a medical mistake, you should consider that there will potentially be a number of steps involved before the claim concludes, for example:
- Providing medical records to your solicitor (or giving them authority to apply for them on your behalf) so that they can review them to ascertain exactly what may have gone wrong during your treatment and the injuries or illness you have suffered as a result;
- Attending appointments with medical experts that your solicitor has instructed;
- Providing a witness statement of what happened and how this has affected you;
- Family, friends or colleagues may also need to give statements, and if you are bringing a claim on behalf of a deceased person, you will likely need to provide a statement;
- Provide evidence of any financial losses you have suffered, for example, any lost earnings if you have been unable to work, medical expenses, travel expenses you would not have otherwise incurred and aids and equipment you may have had to purchase;
- Potentially meeting with a barrister;
- You may have to attend court, though this is very rare.
Although for many bringing a claim gives a sense of closure and provides some financial security, bringing a claim isn’t for everybody. For many people having a formal complaint investigated and receiving a satisfactory response is enough to allow closure and to enable them to move forward with their lives.
NHS Complaints Procedure
How do I make a complaint to the NHS?
If you are unhappy with the care that you or someone else has received while in hospital you should lodge a formal complaint in writing to the Chief Executive at the NHS trust. Alternatively you may or you can contact Patient Advice and Liaison Services (PALS) who will assist you through the NHS Complaints process.
Letter of Complaint
Your letter of complaint must contain as much information as possible including your full contact details, date of birth, the name of the consultant in charge of your care, your admission date, discharge date and details of your complaint and your injury.
If you remain dissatisfied with your care and the NHS Trust’s response to your complaint you should arrange a face-to-face meeting with the NHS Trust to discuss your concerns in detail.
Meeting with the hospital
You should attend the meeting with someone, who can offer you support and listen to what is being said. The hospital will let you know who will be attending the meeting beforehand. Minutes will be taken at this meeting and you are entitled to a copy of these minutes and also copies of your medical records. The minutes may be in paper format or recorded onto a CD disk.
If you still remain dissatisfied after your meeting you may contact the NHS trust again to see if there is any other way your complaint can be addressed. However, you also have the right to contact the Parliamentary & Health Service Ombudsman (PHSO).
Most of the time the PHSO will not investigate a complaint unless it has already been made to the hospital and all options of resolution have been explored. The PHSO has consultant nursing and medical staff who will provide expert clinical opinion and will assist the PHSO in making any recommendations to the hospital in the event that they decide to take up your case.
The PHSO contact details are:
The Parliamentary and Health Service Ombudsman
Telephone helpline: 0345 015 4033
The Ombudsman may take time to investigate your complaint and at this point, you may wish to seek legal advice on the merits of pursuing a medical negligence claim.
How long does the NHS have to respond to a complaint?
You should receive a response to your letter of complaint by way of an initial acknowledgement and thereafter you should receive a full written response within 23 – 25 working days. You may have to chase the NHS Trust for this response.
How can Osbornes help with an NHS complaint?
We can provide you advice on the NHS Complaints procedure and we offer a free consultation to evaluate the circumstances of your complaint and to help you understand whether or not you have a compensation claim once you have exhausted the NHS Complaints procedure.
Can I complain on behalf of a person who has died?
You can also make a complaint on behalf of a deceased person if you are concerned about the treatment they received before their death. The NHS Trust cannot give you private details about a patient’s care unless they give permission. The duty of confidentiality also persists after a patient has died. However, the law gives some people access to a deceased person’s medical information if they are the appointed Personal Representatives of the deceased’s Estate.
Related InsightsVIEW ALL
NHS England Waiting Lists: PM Blames Doctors’ Strike
NHS England’s waiting list has been growing over the past decade, rising from 3 million in 2014 to 7.7 million in July...Read more
NHS waiting lists hit an all-time high
Medical Negligence Solicitor Jodi Newton explains: England’s NHS waiting lists have hit the highest number since 2007, reaching a record...Read more
Hyponatraemia – Symptoms, Causes & Negligence
What is hyponatraemia? Hyponatraemia is a condition where sodium levels fall below a certain level, which can be dangerous. All...Read more
Ambulance Delays Affecting Rapid Patient Treatment
In 2017, the Secretary of State for Health accepted the new ambulance performance standards recommended by NHS England, meaning that the 11...Read more
Private Healthcare Negligence
Can you claim negligence against a private hospital? Yes – it can be a little more complicated than bringing a claim...Read more
Early Notification Scheme – is it helping or failing...
What is the Early Notification Scheme? The NHS Early Notification Scheme (“ENS”) has reached its sixth anniversary. Established in April 2017,...Read more
Are pharmacy closures putting patients at risk?
It has been reported in the press that chemist closures will have an impact on patients living in deprived or...Read more
Private Pregnancy Scans and Substandard Care
In the news, it has been reported that private clinics that offer pregnancy scans to women are not meeting the...Read more
The risk of extravasation injuries during iron infusion...
Many patients with low iron, particularly during pregnancy or postnatally, may be advised they need an iron infusion such as...Read more
Delayed transfer to Accident & Emergency causing harm
The Healthcare Safety Investigation Branch (HSIB) has identified that patients may come at risk of harm whilst waiting in ambulances...Read more
Breast cancer screening mammograms and negligence
Breast cancer screening has improved significantly in the UK due to research bettering the understanding of this terrible disease, which...Read more
Women more likely to have symptoms ignored by...
An increasing number of women in the UK feel brushed off by GPs when presenting with real symptoms, with many...Read more
Are maternity services safe? – Part 2
In April last year I wrote a piece about government setting up a taskforce to look into why there are...Read more
Poor interpretation of CTG can result in stillbirth...
Poor interpretation of a Cardiotocograph, more commonly known as a CTG, is a leading cause of stillbirth and brain injuries...Read more
New interactive rating tool reveals NHS wait times...
Amidst record-breaking heatwaves and a lengthy patient waiting list due to COVID backlogs, it is not surprising that this summer...Read more
Insulin overdose in hospitals due to limited staff...
A century ago, insulin was first used to treat a 14-year-old boy dying of type 1 diabetes A hundred years later,...Read more
NHS aims to reduce waiting times with Elective...
The NHS recently recorded their waiting list to be at 6.5 million, a record high. Much of this backlog is due...Read more
Nottingham Maternity: Donna Ockenden to Chair Independent Inquiry
An interim report on the state of maternity services at Nottingham University Hospitals NHS Trust has just been released. However,...Read more
Calls for Public Inquiry into Vaginal Mesh Surgery
A leading professor from the University of Oxford has called for a public inquiry into the use of vaginal mesh...Read more
Late Cancer Diagnosis Crisis Within NHS
The Health and Social Care Committee recently released a 52-page report on cancer services, expanding on the crisis in England (...Read more
Ockenden ‘Maternity Scandal’ Report
Following the publication of the Ockenden Report, an independent review of maternity services at Shrewsbury and Telford Hospital NHS Trust,...Read more
Record high waiting lists put cancer patient lives...
In early January 2022 there were nearly six million people in England waiting for routine operations and treatment: a record high....Read more
Women from ethnic minorities experience worse maternity care
It has been reported today that the government has set up a new task force to look into why there...Read more
999 Call Handlers Maternity Instructions Report
HSIB Report on Maternity Pre-arrival Instructions from 999 Call Handlers The Healthcare Safety Investigation Branch (“HSIB”) investigate NHS maternity incidents that...Read more